Wealth First Portfolio Managers Limited, listed on the National Stock Exchange (NSE) under the Scrip Code: WEALTH, has submitted its quarterly compliance as required under Regulation 74(5) of the SEBI (Depositories and Participants) Regulations, 2018. The filing pertains to the quarter ended June 30, 2025 and includes a compliance certificate issued by the company’s Registrar and Share Transfer Agent (RTA), M/s Bigshare Services Private Limited, which holds SEBI Registration No. INR000001385.

Regulatory Compliance Under SEBI Regulation 74(5)

As mandated by the Securities and Exchange Board of India (SEBI), Regulation 74(5) requires listed entities and their respective RTAs to confirm that all physical securities received for dematerialisation have been:

• Verified and either accepted or rejected by the depositories,

• Mutilated and cancelled post verification to avoid reuse,

• The depositories’ names updated as the registered owners in the company’s member register within 15 days of receipt of the securities.

The filing, dated July 7, 2025, from Wealth First Portfolio Managers Limited includes the official certification from Bigshare Services Pvt Ltd, confirming the execution of all required processes within the stipulated timeline as per SEBI norms.

Confirmation by Registrar and Share Transfer Agent

The letter issued by Bigshare Services Pvt. Ltd., dated June 30, 2025, reiterates that:

• All securities received from depository participants for dematerialisation up to June 30, 2025, have been confirmed (accepted/rejected) and recorded accordingly.

• The security certificates received for dematerialisation were mutilated and cancelled after appropriate verification.

• The names of the depositories have been updated in the register of members as the registered owners, complying with the required 15-day window as specified under SEBI Regulation 74(5).

• The dematerialised securities have been listed on the appropriate stock exchange in line with existing listings of previously issued securities.

Significance of SEBI Regulation 74(5) Filing

The regulation ensures that:

• Investors’ securities submitted for dematerialisation are properly recorded and transferred within time.

• Duplicate or fraudulent use of physical certificates is prevented through mutilation and cancellation.

• Corporate governance and transparency standards are maintained, reinforcing the integrity of the Indian capital markets ecosystem.

Wealth First Portfolio Managers Limited's adherence to this regulation underscores its commitment to maintaining stringent compliance and operational standards. The timely submission of the RTA certificate is an essential aspect of its regulatory responsibilities as a listed entity.

About Bigshare Services Private Limited

Bigshare Services Pvt. Ltd., acting as the company’s Registrar and Share Transfer Agent, has been instrumental in processing and verifying investor requests relating to physical-to-electronic securities conversion. It has fulfilled its duty by providing the necessary compliance certification, confirming that all actions required under SEBI Regulation 74(5) were duly completed.

Bigshare is a SEBI-registered RTA with a nationwide presence, offering services like dematerialisation, rematerialisation, share transfer, and investor grievance handling. The company plays a pivotal role in ensuring seamless investor services in compliance with SEBI and exchange regulations.

Corporate Governance and Transparency

Through this filing, Wealth First Portfolio Managers Limited has once again demonstrated its commitment to corporate governance, regulatory compliance, and investor protection. The communication was submitted to the NSE Listing Department by Mr. Ashish Shah, Managing Director of the company, bearing DIN: 00089075.

This timely and complete submission ensures that:

• Regulators are updated about the company’s dematerialisation process,

• Investors are assured of the security and integrity of their holdings,

• The depositories and exchanges are fully aligned on listing status and shareholding updates.

Looking Ahead

Quarterly compliance filings like these are routine yet critical to ensure that companies:

• Remain in good standing with SEBI and exchanges,

• Protect investor interests by preventing share misuse,

• Maintain transparency in shareholder communications,

• Establish an ongoing track record of operational discipline.

Wealth First Portfolio Managers Limited continues to fulfill its obligations under SEBI regulations, reinforcing its status as a trustworthy participant in India’s financial markets. With investor confidence being a vital metric in today’s evolving regulatory landscape, such compliance plays a pivotal role in supporting the company's reputation, governance framework, and market credibility.

As Indian capital markets evolve with digitisation and stricter norms, such filings set the benchmark for timely disclosures, investor transparency, and sound regulatory practices.

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